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Comments Posted
Name : Amol ChitaleCity : Solapur
ARN NO : 30587Date : 05 Aug 2015
Comments :
If an RIA model (with fee only) is to be implemented I am sure many distributors will shut shop. Small distributors will be the first to go. Even many large distributors (those having large number of small SIP clients) will quit too. Almost all distributors are lured with the prospect of a steadily growing commission on back of growing number of clients And growth in AUM due to rising markets. The fee only model is definitely not a good idea.
Name : HIMANSHU MAHESHWARICity : New Delhi
ARN NO : 77725Date : 05 Aug 2015
Comments :
Will reiterate Mr. Srikanth Kulkarnis question pertaining to charging of upfront commission.This is more relevant because of its raison d atre post August 2009 point of view when it came into force.Yet no body, even CEOs of biggest AMCs, are able to clarify it.
Name : Vishal RastogiCity : Patna
ARN NO : 51920Date : 04 Aug 2015
Comments :
This should be done at earliest ..............but what about high commission product like Insurance Business ?
Name : c sathish kumarCity : chennai
ARN NO : 1619Date : 04 Aug 2015
Comments :
Excellent insights from each one. Thanks to WF for publishing this.
Name : SRIKANTH V KULKARNICity : Bangalore
ARN NO : 33153Date : 04 Aug 2015
Comments :
Please clarify: 1) Can a mutual fund distributor continue his insurance business, in parallel, without registering as RIA. 2) If a distributor is having only mutual fund as his profession, can he still continue charging upfront commission/fee for the service rendered, as printed in the applications. Any person above may clarify this please.
Submit Your Comments
Name
ARN No/Co Name
Comments
Verification Code
* Email *
* City *
*
*
L72E0h
Type the characters in the picture.
We trust that you will avoid using harsh language and will refrain from making unsubstantiated allegations against individuals and firms. Your constructive feedback and opinions are very valuable to all of us in the industry.
 
Comments Posted
Name : Amol ChitaleCity : Solapur
ARN NO : 30587Date : 05 Aug 2015
Comments :
If an RIA model (with fee only) is to be implemented I am sure many distributors will shut shop. Small distributors will be the first to go. Even many large distributors (those having large number of small SIP clients) will quit too. Almost all distributors are lured with the prospect of a steadily growing commission on back of growing number of clients And growth in AUM due to rising markets. The fee only model is definitely not a good idea.
Name : HIMANSHU MAHESHWARICity : New Delhi
ARN NO : 77725Date : 05 Aug 2015
Comments :
Will reiterate Mr. Srikanth Kulkarnis question pertaining to charging of upfront commission.This is more relevant because of its raison d atre post August 2009 point of view when it came into force.Yet no body, even CEOs of biggest AMCs, are able to clarify it.
Name : Vishal RastogiCity : Patna
ARN NO : 51920Date : 04 Aug 2015
Comments :
This should be done at earliest ..............but what about high commission product like Insurance Business ?
Name : c sathish kumarCity : chennai
ARN NO : 1619Date : 04 Aug 2015
Comments :
Excellent insights from each one. Thanks to WF for publishing this.
Name : SRIKANTH V KULKARNICity : Bangalore
ARN NO : 33153Date : 04 Aug 2015
Comments :
Please clarify: 1) Can a mutual fund distributor continue his insurance business, in parallel, without registering as RIA. 2) If a distributor is having only mutual fund as his profession, can he still continue charging upfront commission/fee for the service rendered, as printed in the applications. Any person above may clarify this please.