Q1.
Which of the following is/are departments of The Ministry of Finance?
Q2.
________ is the nodal agency of the Central Government to formulate and monitor India’s macroeconomic policies, covering monetary and fiscal policy as well as the functioning of the Capital Market including stock exchanges
Q3.
The Ministry of Corporate Affairs is responsible for administering which of the following acts?
Q4.
Which of the following is not a function of RBI?
Q5.
Which of the following is/are the initiatives undertaken by the BFS?
Q6.
_______ regulates mutual funds, depositories, custodians and Registrars & Transfer agents in the country.
Q7.
_______has laid down regulations to prevent insider trading and unfair trade practices which are detrimental to the interests of the investor.
Q8.
Which of the following is not a function of IRDA?
Q9.
Which of the following is a body regulating pension funds?
Q10.
_______ was created in 1964 to deal with offences under various sections of the Indian Penal Code and notified Special Acts mainly relating to serious frauds in banks, stock exchanges, financial Institutions etc.
Q11.
Which of the following is not covered by EOD?
Q12.
Which of the following is not a function of Financial Intelligence unit?
Q13.
Which of the following is not a SRO?
Q14.
________ is vested with the responsibility of prohibiting fraudulent and unfair trade practices relating to the securities market, including insider trading.
Q15.
Which of the following is not covered under Securities Contract Act, 1956?
Q16.
Which of the following is/are covered under The Securities Contract Act, 1957
Q17.
With regard to the securities market, which of the following sections is most important under Indian Contract Act, 1872?
Q18.
Under Prevention of Money-Laundering Act, 2002, which of the following offence come under Part B?
Q19.
Which of the following sections of PMLA makes it clear that when a person is accused of having engaged in money-laundering, the burden of proving that the proceeds of the alleged crime are untainted shall be on the accused?
Q20.
Which of the following is incorrect about investor protection under SEBI Regulations, 2008?
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