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Advanced Wealth Management Course (IIBF) - Paper 3
Part II: Ch 7: Corporate Bonds
Q
1
.
The issue of corporate bonds is governed by:
RBI
SEBI
AMC
Stock Exchange
Q
2
.
Who is responsible for the market for repo/reverse repo transactions in corporate debt?
RBI
Stock Exchange
AMC
SEBI
Q
3
.
According to SEBI Regulations, 2008 the issuing company needs to enter into a Trustee Agreement within __________ of closure of the issue.
1 month
5 months
6 months
3 months
Q
4
.
(I) The trades on WDM segment are settled through National Securities clearing Corporation which provides novation for all trades. (II) Trades on CM segment of NSE are settled on a trade-by-trade basis on the settlement day.
Both the statements are correct
Only statement (I) is correct
Only statement (II) is correct
Both the statements are wrong
Q
5
.
FIs and PDs are permitted to make fresh investments and hold bonds and debentures only in dematerialized form.
True
False
Q
6
.
Around __________ of corporate bond issuance is through private placements and is not regulated.
75%
90%
85%
80%
Q
7
.
Withdrawal from Debenture Redemption Reserve (DRR) is permissible only after at least _________ of the debenture liability has been redeemed.
5%
10%
15%
25%
Q
8
.
(I) Debentures rated ‘AAA’ are judged to offer highest safety of timely payment of interest and principal. (II) Debentures rated ‘BBB’ are judged to have greater susceptibility to default.
Both the statements are correct
Only statement (I) is correct
Only statement (II) is correct
Both the statements are wrong
Q
9
.
Rating agencies may apply ‘+’(plus) or ‘-‘ (minus) signs for ratings AA to C to reflect relative comparative stranding within the categories.
True
False
Q
10
.
(I) Debentures rated ‘AA’ are judged to carry inadequate safety of interest and principal. (II) Debentures rated ‘D’ are in default and in arrears of interest or principal payments or are expected to default on maturity.
Both the statements are correct
Only statement (I) is correct
Only statement (II) is correct
Both the statements are wrong